Being well-prepared for the Settlement Discipline Regime means improved operations and a lower risk of penalties and buy-ins.
This free guide provides an overview of what you need to know to:
Broader market implications to watch out for:
A lack of industry data reporting standards, risk of multiple buy-ins for a single settlement fail, potential reduction in market liquidity.
Actions to take to prepare and gain competitive advantage:
Looking at data accuracy and calculation methods, managing communications from custodians and brokers, what high volumes but low automation could mean for your operational staff, and evaluating your CSDR-readiness today.